SEC

Lawyers recommend updating insider trading policies to explicitly restrict trading by insiders in third party companies that could be considered 'economically linked'

Paul McGowan joins the regulatory consultancy launched by former SEC colleague Igor Rozenblit.

Second-ever risk alert rings alarms over accurate disclosures, advertising, books-and-records, due diligence and hedge clauses

The SEC has proposed the first new disclosure rules for private equity, venture capital and hedge funds since the Dodd-Frank era.

Document requests suggests SEC sees climate, ethical risks essential to fiduciary duty

Global Infrastructure Partners' fees may have been opaque even to the firm, SEC settlement suggests

The SEC is working on 'consistent, comparable and decision-useful' ESG disclosures for public companies, SEC chair Gary Gensler says, and he's under pressure to expand any new ESG rules to private funds. As governments and industry work toward a universal system, savvy advisers should focus on what matters. An ESG metrics primer: Environmental, social, and governance (ESG) criteria are a group of standards used by socially conscious investors to screen investments.

Gary Gensler’s Securities and Exchange Commission is openly skeptical about private funds, but there are good reasons not to get discouraged.

Commissioner at powerful US regulator says it is 'particularly important' for public firms to assess whether internal accounting controls are 'sufficient' when it comes to climate risk.

'Hundreds of billions of dollars in fees and expenses are standing between investors and businesses.'