SEC

Patriarch Partners' CEO Lynn Tilton placed three CLO funds into bankruptcy earlier this month, the latest move in a 15-year long saga that has included numerous lawsuits and a victory against the SEC.

Private funds were not named in its 2018 priorities, but managers should read between the lines.

A private equity manager and his SEC compliance officer are the stars of a new television comedy.

Managers of retail and retirement capital and those investing in cryptocurrencies are ‘on notice for increased scrutiny’, says Ken Joseph, the former SEC exam boss who recently joined advisory firm Duff & Phelps.

Claudia Ranieri and Susan Lynskey of Alaric Compliance Services examine the gap between the Securities and Exchange Commission and National Futures Association’s requirements.

The private funds industry is institutionalizing, but the methods for calculating and reporting performance are still all over the place.

The constraints prompted by the global financial crisis could be on the chopping block. In Part II of this regulation special, pfm examines whether a rollback is likely, and what it would mean for the industry.

The constraints prompted by the global financial crisis could be on the chopping block. In Part I of this regulation special, pfm analyzes the changes since the crash.

The appointments bring the five-person panel to full capacity.

Foley & Lardner partners Greg Husisian and Todd Boudreau, and associate Kevin McNiff, analyze where the administration has left the industry