SEC

SEC chairman Jay Clayton wants an overhaul of the advertising rule that would bring private funds into scope by year end. The proposal has industry representatives up in arms.

The Office of Compliance Inspections and Examinations’ private funds risk alert is not only a warning to the industry, but also a sign of where enforcement is heading.

SEC passes rule that supporters hope will attract more retail investors into private capital markets.

The SEC has widened the definition of accredited investor in the hopes of bringing more ordinary people into the $23trn private funds market.

The pandemic has millions working from home but it's no time to get 'complacent' with compliance, experts say in the wake of an SEC alert.

The Office of Compliance Inspections and Examinations issued a warning about increasing cyber risks to registrants with the Securities and Exchange Commission, and outlined six areas they should review.

Less than one-fifth of private fund compliance officers have a single title, a review of SEC disclosure data finds.

'Less impetus on the manager to protect the investor,' ILPA warns.

Co-investments have been a hot topic in private equity as more limited partners seek ways to build direct exposure alongside their trusted GPs in investments.

The SEC office’s risk alert confirms what recent trends suggested; eVestment announces tool to help inundated CFOs.