Regulators

Personal data protection is a hot topic amid the Cambridge Analytica furore, and new rules of the game apply in two months. Find out why you should be on alert, according to Toby Duthie of Forensic Risk Alliance.

Alternative assets managers have experienced a lessening of regulatory enforcement since Donald Trump became President, according to a study by Koger.

A private equity manager and his SEC compliance officer are the stars of a new television comedy.

Managers of retail and retirement capital and those investing in cryptocurrencies are ‘on notice for increased scrutiny’, says Ken Joseph, the former SEC exam boss who recently joined advisory firm Duff & Phelps.

Claudia Ranieri and Susan Lynskey of Alaric Compliance Services examine the gap between the Securities and Exchange Commission and National Futures Association’s requirements.

The constraints prompted by the global financial crisis could be on the chopping block. In Part II of this regulation special, pfm examines whether a rollback is likely, and what it would mean for the industry.

The constraints prompted by the global financial crisis could be on the chopping block. In Part I of this regulation special, pfm analyzes the changes since the crash.

Investors are concerned by regulation, but that has not stopped them from taking a bullish attitude towards the asset class.

Firms risk falling foul of tough new data laws that apply to anyone doing business in the EU.

A growing number of offshore private equity funds are appointing independent directors to their boards, mirroring a long-standing trend in the hedge funds industry, Joanne Huckle, Partner at Ogier in the Cayman Islands, writes