Home Regulation

Regulation

An illustration of a person holding an object and viewing it through a magnifying glass. The image symbolizes market due diligence.
There has been an 'explosion' in LP demands regarding compliance, according to attendees at Private Funds CFO Network’s European Forum earlier this month.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Five separate amicus briefs extend, underline arguments against most sweeping changes since Dodd-Frank.
Securities and Exchange Commission, SEC, Building in Washington DC. The SEC regulates stocks and bonds and related financial activities.
Cash recoveries down slightly from record-setting fiscal 2022, but caseload rises by 8%.
The two-stage process is based on analysis of common risks and 'transmission channels.'
The bureau wants to partner with private equity firms to understand and address the emerging threats facing the industry.
Legal and law concept
‘Each part of the rule is unnecessary, unworkable, and unduly burdensome,’ lawyers say in opening brief.
piggy bank broken with gavel
Penalties top $5bn, Grewal seeks 'three Es.'
GPs shared their experiences and practices in apply a cybersecurity programs across their portfolios at a recent PEI event.
‘We are now in a world where banks lend, but nearly all the risk is transferred to investors,’ Democrat Crenshaw says.
As Washington pressures the industry, advice-of-counsel is becoming 'fertile ground' for litigation.
pfcfo
pfcfo

Copyright PEI Media

Not for publication, email or dissemination