Regulation

Credit risk transfers and credit guaranties are on the menu for banks facing capital and limits headwinds.

‘Every manager has to go through an analysis of their structure,’ attorney warns,

Olibia Stamatoglou discusses how her firm is navigating rising regulatory pressures in an exclusive video interview, from Private Funds CFO’s New York Forum.

An adviser CCO tells of a recent SEC exam that deeply probed the adviser’s due diligence into its pricing services used for establishing valuations.

LPs are still tepid on the final rules, but still want the SEC as a referee.

Washington weighs (narrow) changes to allow projections in private placement memos.

Narrower review may squeeze private equity managers.

Experts see emerging field, metrics as enterprise-wide risk/opportunity.

More firms than ever are getting registered with the SEC as they grow and look to diversify their investor base – at the same time that the regulator’s scrutiny of the market has intensified.

Frustration is building among CFOs as they attempt to navigate the new marketing rules with limited guidance from the SEC.