Regulation

Neuberger Berman's Brien Smith talks to senior editor Isobel Markham about what he sees as the most important near-term regulatory developments in private funds

Guernsey touts its white-list status, adding a fast-track regime for overseas collective investment schemes; in the future, everything will be outsourced.

In March, OCIE Director Pete Driscoll promised private fund advisers that the SEC would this year issue a risk alert directed at them. “That’s something we’ve been getting a lot of asks from compliance officers who are private fund advisers that, ‘Hey, we haven’t seen a risk alert,’” Driscoll told an audience at the Investment […]

The Private Funds Bill 2020 changes how a private funds are classified in the jurisdiction but will only be an added compliance and disclosure step, say experts.

The idea of LPs using leverage to manage cashflows has been coming up recently; a private fund advisor has settled with the SEC over a marketing violation

The Boston-based private funds advisor will pay to settle SEC claims that it deceptively marketed one of its oil-and-gas investments.

What LPs are thinking regarding lower mid-market fundraises; Our Fees and Expenses survey is open; Correction regarding yesterday’s email.

Monomy Capital Management will settle SEC claims it hid fees from investors, but the firm's cooperation spared it an even worse fate.

A private fund isn't a personal fund and the SEC has driven the point home by barring a Maryland man for phony travel reimbursements and taking a seven-figure loan to cover a personal investment.

From GP-led secondaries to ESG, some of the industry's best legal minds discuss the latest developments shaping the private equity landscape.