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The investment firms’ defined contribution products for the US market include evergreen private equity funds mingled with liquid reserves.
For large asset managers, the attraction of retail investors could mean an expanded wealth management bench. Others aren’t so sure.
The ground being laid in the US to welcome retail investors into alternatives is rocky. Where mid-market managers fit is an open question.
The regulatory landscape can be confusing for US funds crossing the Atlantic for the first time. David Rochford and Cliodhna Murphy of MUFG Investor Services explain where to start.
Firms are rethinking how much they spend on external legal advisors, as low trust in the industry’s billing practices and increased spending on procurement services collide with lower levels of dealmaking.
Industry participants are worried about the SEC’s aim to bring private funds into scope of the advertising rule by year end.
The Office of Compliance Inspections and Examinations’ private funds risk alert is not only a warning to the industry, but also a sign of where enforcement is heading.
Analysis of SEC data shows most private funds CCOs wear multiple hats. What that means in the context of the OCIE's recent risk alert and certain enforcement actions.
Withum partner Tom Angell speaks with Graeme Kerr about how reporting has changed in recent years, the biggest areas of abiding controversy and where he thinks we will be in 10 years.
ILPA’s Chris Hayes gives his take on the SEC’s recent risk alert to the private funds industry.