Regulation

Things an advisor should not do when it comes to advertising.

Yett, a 23-year Hamilton Lane veteran, is in the perfect position to help formally initiate the firm’s integration of ESG.

For private equity, the turbulence of the past 12 months will inform case studies and playbooks for years to come.

The industry remains poised on the cusp of inevitable reform, despite a generally positive view of the political landscape.

Most registered private funds facing SEC enforcement actions didn't disclose it in Form ADVs.

Of the 16 registered private funds that faced discipline this year, only one disclosed a pending SEC enforcement matter in advance.

A timeline of the Securities and Exchange Commission's most important enforcement actions this year.

Some of the most notable enforcement cases of the year show the SEC isn’t just looking to levy fines in instances where investors are caused harm, but anywhere it thinks there are insufficient systems to prevent investor harm.

The regulator gave the private funds industry its ‘playbook’, and now expects funds to execute. This year’s enforcement actions shows the SEC is taking a proactive approach to oversight.

GPs pull back on sharing deals amid controversy over fees and transparency.