Home Regulation
Regulation
Former SEC examiner sentenced in leak.
Michael Cohn will spend the next nine months under house arrest after he admitted to creeping into the Commission's database.
The legal document technology provider has announced the launch of Insight, a centralized platform designed to provide fund managers with the capabilities to track and monitor fund obligations and ensure audit compliance.
New Securities and Exchange Commission enforcement task force targets ESG.
Private equity framed as a strip and flip scheme in Gensler SEC hearing.
The UK Chancellor needs to think carefully before making major changes in the Budget writes Daniel Parry, managing director in the tax team at Alvarez and Marsal Taxand UK.
New normal in private energy debt and equity valuation; last Thursday's email was deficient of correct links.
Sharing deficiency letters is one aspect of a bill introduced in 2019 called Investment Adviser Alignment Act that has been backed by major institutional investors.
New guidelines clear away a web of no-action letters and provide new guidance, possibly opening up the opportunity for private funds to innovate, but coming with their own complexities.
Seven no-nos under the SEC's new ad rules; sponsored Q&A from tech consultancy Lionpoint.