Regulation

'I will take a dim view' of 'dilatory or obstructive tactics,' new Enforcement Division Director Gurbir Grewal warns.

'When it comes to accountability, few things rival the magnitude of wrongdoers admitting that they broke the law'

'We are concerned about misaligned incentives,' group says.

ACA predicts coming ‘storm’ as SEC exam requests expand.

SEC’s expanded exam intensifies focus on fees, expenses, audits, noisy exits and new investors.

The SEC is exploring potential rulemaking around GPs’ disclosure of fees, expenses and conflicts, the chairman said last month.

A first-of-its-kind insider trading case against a pharma executive who bought shares in a rival firm is a whiff of grapeshot over the heads of private funds’ compliance teams, experts say.

Carried interest tax proposals: what you need to know.

SEC’s AMAC urges opening of private funds to retail investors.

Carried interest tax survey; Lee: Reg D reform a must.