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Regulation
SEC charges PE adviser with misallocating expenses to its fund
GPs are including sanctions requirements in fund docs
The proposed regulations could alter how insurance would be provided, but uncertainty over the final rules has frustrated stakeholders.
With the SEC’s proposed rules requiring funds to back up their ESG claims, firms are turning to compliance and training to avoid enforcement crosshairs.
Amid a flood of comments, the SEC is providing more time for public say on proposed PE rules.
Crenshaw worries over SPAC arbitrage
Democratic SEC commissioner Caroline Crenshaw says she'd like to see Nasdaq and other exchanges restore redemption thresholds for SPAC shareholders.
Regulation: A reason to get excited.
An ESG-focused US SEC could be good news for more than just compliance consultants.
Already struggling departments are likely only going to face costlier and more time-consuming informational demands, experts say.