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The SEC has released no new staff guidance for 16 months on its proposed changes to marketing rules for investment advisers, worrying CCOs in the market.
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Sponsors or GP-led secondaries processes should take care in the language they use to explain why they want to hold an asset for longer, writes Thiha Tun, a partner at Dechert.
Gensler eyes accredited investor, shareholder of record reforms; Survey suggests more steps needed to ready for SEC’s private funds rules
Stricter Form D deadlines, increased thresholds, disclosure conditions all under review, sources say.
Only about 17% of respondents to an EisnerAmper webinar poll said they were ‘very prepared’ for the proposed regulations.
A new survey of management company expenses offers insight into spending priorities of PE firms and shows the importance of determine where there is overspending and where more investment is needed, writes Jeff Gendel, principal at Gen II Fund Services.
GPs often underestimate the effort and expertise required to service their management companies, but with the right resources, they can stay in the good graces of regulators and focus on delivering returns.
June's top stories.
The proposed regulations will place extra burdens on fund managers to comply. But there is cause for optimism, writes Gen II’s Robert Caporale.