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Fund managers and financial institutions can gain a lot from corporate service and fund administration providers with the right experience, technical competencies and technology, say Brijesh Patel and Paul Séjournant at Sanne Group.
GPs may be willing to invest in technology to meet transparency demands from LPs and regulators, but they need solutions that use that data for more than just reporting, say RSM’s Scott Helberg and Christa Clark.
Earlier this year, the SEC issued a series of proposals that set an even higher standard of reporting for private funds managers. Arthy Kumar of Workiva explains the best way for finance practitioners to respond to these changes.
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Advertising/marketing ranked as the 'hottest' topic for a second straight year in an annual survey conducted by ACA Group, Yuter Compliance Consulting and the Investment Adviser Association.
Firms that deploy 'push-button analytics' can help professionals know where they stand and stay where they are, writes PFA Solutions' Ryan Burger.
PE firm’s co-founder cites complexity in the compliance space as a reason for investing in consultancy Optima.
Advisers should brace for tougher SEC scrutiny of expert networks for MNPI
SEC alumni at ACA webinar say detailed notes of calls and 'chaperoning' are the best protective steps against potential enforcements.
SEC counts down to ad rule change without new guidance.