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Funds administrator looks to enhance European presence with its top staffer.
Crestbridge’s Michael Johnson was appointed chair of the Jersey Funds Association.
SEC alumni at ACA webinar say detailed notes of calls and 'chaperoning' are the best protective steps against potential enforcements.
The SEC has released no new staff guidance for 16 months on its proposed changes to marketing rules for investment advisers, worrying CCOs in the market.
A new survey of management company expenses offers insight into spending priorities of PE firms and shows the importance of determine where there is overspending and where more investment is needed, writes Jeff Gendel, principal at Gen II Fund Services.
GPs are including sanctions requirements in fund docs
Private fund managers are considering putting sanctions-related language in their fund documents in order to protect themselves from investor complaints and potential litigation down the road.
The compliance consulting firm made the hire as it becomes expands becomes more complex,' according to an announcement.
Insurers and other insiders criticize SEC’s indemnification rule
The proposed regulations could alter how insurance would be provided, but uncertainty over the final rules has frustrated stakeholders.