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Legal/Compliance
This year’s directory highlights 20 up-and-coming lawyers who stood out for their leadership, innovation and legal expertise in the private funds industry.
This year’s directory highlights 20 up-and-coming lawyers who stood out for their leadership, innovation and legal expertise in the private funds industry.
Side gigs and technology pose new challenges for compliance teams.
Managers’ adoption challenges include leaks of material non-public information and archiving.
As a firm’s de facto tech specialist, CCOs look to software to streamline operations and reduce compliance risks.
Tell us which lawyers and legal experts you think should be included on Private Funds CFO's inaugural Legal Rising Stars list.
The SEC is ready to resume in-person examinations for the first time since the covid pandemic began, and it's "not a good thing," as one lawyer put it.
Our next-gen list show how the private markets industry is embracing a younger, more diverse talent pool
Barney Frank, the former chairman of the House Financial Services Committee, took the forum by surprise with his compliance comments.
How utilizing the standards can help PE sponsors comply with the SEC’s new Marketing Rule and other requirements.