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‘It’s making sure that private fund advisers are following their agreements and doing the things they’re supposed to do,’ Andrew Dean tells Private Funds CFO’s compliance forum
‘It can be a driver of potential fees,’ Dan Faigus tells packed room at Private Funds CFO event.
Washington takes it seriously, and fund managers must take it seriously, too, experts say.
You don’t have to go to the islands, but private funds based in the Cayman Islands must hold at least one governance meeting annually under new local regulations.
The move from manual methods to more robust tools is increasing efficiency while cutting costs, say Chris Franzek and Harris Antoniades, managing directors at Stout.
This hour-long webinar features tips to prepare the new SEC-mandated form
In the last five years, 'the population of advisers has grown by over 2,300 and the assets managed by these entities has increased by approximately $30trn,' the report states.
Given the mountains of additional paperwork the legislation requires, GPs would do well to begin their efforts now.
With the arrival of the SEC’s new rules, fund managers should focus their compliance efforts on three core priorities, say Anne Anquillare and Chris Patton of CSC.
Members of our rapidly growing Private Funds CFO Network share their market predictions for the year ahead.