Legal/Compliance

NYPPEX CEO Laurence Allen stands accused of forging documents and misleading investors in a lawsuit that goes deep into private fund secondaries. But is he the victim?

Retail money; big issues at the Forum; Partners slapped with lawsuit for alleged NDA breach

MidRail claims the Swiss firm has been 'unjustly enriched' at its expense through 'exploitation of MidRail's confidential information'.

At its peak, more than five dozen broker-dealers signed on to sell GPB's funds. The B-Ds earned commissions of between 8% and nearly 12%, SEC records show.

Laurence Allen is alleging an LP 'greenmailed' him, raising questions of whether the practice is common in private equity.

NYPPEX CEO Laurence Allen, who is accused of a long-running fraud by the Office of the New York State Attorney General, says the case is the result of an LP's attempt to essentially greenmail him.

Update on NY attorney general’s case against NYPPEX chief; PFCFO Insights survey results; and a sponsored guest article on the complexities for private funds in the TCJA

The New York attorney-general's 229 paragraph lawsuit against NYPPEX chief Laurence Allen lays out what the AG says was a decade-long fraud.

GPB says it was 'stunned' by Michael Cohn's indictment.