Legal/Compliance

Managing change as you wrangle with new marketing rule; take our annual Fees & Expenses Survey.

Diligence needs to be far reaching, says Dechert.

Fund sponsors are also drilling down during target due diligence to avoid dealing with sanctioned companies, Dechert lawyers say.

SEC’s broken deal expenses may stymie investor appetite for co-investments.

There have been several recent reports that SEC examiners appear to be giving out more deficiencies. 'It was a book' was how one described a recent deficiency letter.

The law firm snags Davis Polk counsel amid PE and private credit practice growth.

Russian sanctions highlight the importance of ongoing AML/KYC monitoring.

The SEC is looking to take action against the auditor of a fund managed by Laurence Allen, who is appealing a ruling against him in a fraud case.

What investment advisers should know about Russian sanctions.

The industry is staring down a portentous, menacing road of new regulations.