IT & Cybersecurity

Some of the most notable enforcement cases of the year show the SEC isn’t just looking to levy fines in instances where investors are caused harm, but anywhere it thinks there are insufficient systems to prevent investor harm.

In the magazine: Why the SEC is looking at you; Pandemic, leverage and the secondaries market; How to move staff on without the pain; Plus much more…

The Paris-based firm appointed Jacques-Francois de Prest as its new chief financial officer.

In the magazine: What will Main Street capital mean for private equity?; Corporate VCs and compensation; A 12-page special on fund domiciles; Plus much more…

Cloud-based technology has surged as a result of covid-19-related remote work, but utilizing it outside of simple storage could have benefits throughout the firm, writes RFA’s chief data officer Mark Alayev.

Final reguations have come out for the Golden State's Consumber Privacy Act. Here's what you need to do now.

The GLBA shield offers advisors that fall under the CCPA no protection regarding data breaches, though. Penalties can sting.

Matt Skurbe, chief financial officer of CC Capital Partners says you must constantly assess process improvement, tech and SPACs.

CFOs and COOs gather at the first such event of the season, this time covering four asset classes