Impact reports support asset owners and allocators to 'make investment and engagement decisions,' the guide states.
Among other things, this proposal would mandate that advisers must verify a customer’s or an entity’s identity 'within a reasonable time before or after the customer’s account is opened.'
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Washington takes it seriously, and fund managers must take it seriously, too, experts say.
You don’t have to go to the islands, but private funds based in the Cayman Islands must hold at least one governance meeting annually under new local regulations.
HHS officials are taking stock of the industry, which is already feeling pressure from Washington.
‘None of the justifications offered in support of this latest proposal is convincing or compelling,’ SEC commissioner Hester Peirce says.
Deal documents bound employees to expansive MNPI rules; division head also pushes co-operation for leniency in personal messaging cases, notes AI usage risks.
The fund administrator brought on a former Gen II principal to build out its credit practice.
Division led by industry veterans beats expectations since launch, according to one of the platform’s top executives.