'Scary' case should worry small- and midsized managers, expert says.
LPs are still tepid on the final rules, but still want the SEC as a referee.
Agency disputes trade groups' standing, claims Congress authorized sweeping changes to protect ordinary Americans.
Washington weighs (narrow) changes to allow projections in private placement memos.
Narrower review may squeeze private equity managers.
Report raises curtain on pending changes to private funds’ Reg D regime.
Experts see emerging field, metrics as enterprise-wide risk/opportunity.
‘When there’s a cyclical decline, certain risks pop up time and again… The SEC knows about them, too…’
More firms than ever are getting registered with the SEC as they grow and look to diversify their investor base – at the same time that the regulator’s scrutiny of the market has intensified.
There has been an 'explosion' in LP demands regarding compliance, according to attendees at Private Funds CFO Network’s European Forum earlier this month.