The US House's $1.4trn budget gives free rein to SEC chairman Jay Clayton to pursue Reg BI, but it forbids corporate spending disclosure rules.
The proposal would keep the current financial tests for establishing who is an accredited investor but would add new categories.
SEC enforcement action timeline; Investcorp on balancing carry and co-investment for compensation; Luxembourg gets love from the big US PE houses; Listing vehicles on the LSE.
European comp tipped to increase for finance division in 2020; a categorized timeline of SEC enforcement actions; qashqade on modernizing your approach to waterfall calculations.
Brexit certainty?; The private equity market has a very public year
At its peak, more than five dozen broker-dealers signed on to sell GPB's funds. The B-Ds earned commissions of between 8% and nearly 12%, SEC records show.
Debevoise & Plimpton special counsel Simon Witney weighs in on what Boris Johnson's government and a now all-but-certain Brexit will mean for portfolio companies.
Update on the CFOs & COOs Forum; veteran recruiter’s key observations on how firms allocate carry to employees; SEC upholds sanction on CCO of a small firm; a quick call from Laurence Allen; the strategic CFO.
The sanctioning of Ocean Cross Capital Markets' Thaddeus North illustrates perils facing small firm compliance officers.
NYPPEX CEO Laurence Allen, who is accused of a long-running fraud by the Office of the New York State Attorney General, says the case is the result of an LP's attempt to essentially greenmail him.