Compliance & Regulation

The Private Funds Bill 2020 changes how a private funds are classified in the jurisdiction but will only be an added compliance and disclosure step, say experts.
Managers and compliance professionals need to be identifying mission critical systems, constantly engaging with IT, implementing regular training and maintaining heightened levels of communication.
The Boston-based private funds advisor will pay to settle SEC claims that it deceptively marketed one of its oil-and-gas investments.
The SEC settled with five private funds in two weeks.
Monomy Capital Management will settle SEC claims it hid fees from investors, but the firm's cooperation spared it an even worse fate.
From GP-led secondaries to ESG, some of the industry's best legal minds discuss the latest developments shaping the private equity landscape.
The pandemic has brought both active relief from regulators and greater unknowns and risks for compliance teams.
Private equity and hedge funds have until May 7 to return coroanvirus stimulus loans, the Trump administration has determined.
Globes
These three recent regulatory developments should be on private equity firms’ radars in the US, Europe and Asia.
The SEC's Jay Clayton said that a proposed rule aims to clean up language in the Investment Company Act that makes boards liable for fund valuations.
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