States want beneficial owners on Form D.
'A lot of fees and potential conflicts inherent,' Chairman says
The SEC under president Biden is expected to take a more aggressive role in regulating and punishing bad practices across corporate America, including private equity.
Unproven theory may make firms hostage to their own P&Ps, side agreements.
Private equity fund advisers welcoming foreign investors who can potentially exercise certain control in buyout deals involving portfolio companies may well spur a filing.
Regulators and investors demand 'horsepower' behind compliance regimes for smaller firms
The former co-head of the SEC private funds unit speaks to Secondaries Investor about risks in the technical aspects of restructuring transactions.
Momentus CEO Mikhail Kokorich and his SPAC backers misled investors about Kokorich's national security 'threat,' the Commission claims.
Rozenblit announced this week the launch of his firm, Iron Road Partners, to work with alternatives shops on preparing for regulatory examinations and investigations, among other things.
Many private companies haven’t prioritized investing in their back-office functions, increasing the likelihood of adverse developments years after going public, write AlixPartners’ Sean Dowd and Marc Landy.