Gensler’s overarching goal, he said, is to 'bring more sunshine and competition to the private funds space.'
A guide to getting started on ESG reporting and disclosure, by Victoria Gillespie, who is responsible for fund services firm JTC’s ESG offering.
'I will take a dim view' of 'dilatory or obstructive tactics,' new Enforcement Division Director Gurbir Grewal warns.
SEC examiners are focusing on private funds' compliance with the custody rule, and outside auditors may not be helping.
Congress is weighing a bill that would require private funds, family offices, museums, finance counsel and a host of other 'gatekeepers' to come up with anti-money-laundering policies.
If passed, the ENABLERS Act would require investment advisers and other 'gatekeepers' to develop and maintain anti-money-laundering policies and procedures.
'We are concerned about misaligned incentives,' group says.
SEC’s expanded exam intensifies focus on fees, expenses, audits, noisy exits and new investors.
The SEC is exploring potential rulemaking around GPs’ disclosure of fees, expenses and conflicts, the chairman said last month.
A first-of-its-kind insider trading case against a pharma executive who bought shares in a rival firm is a whiff of grapeshot over the heads of private funds’ compliance teams, experts say.