Document requests suggests SEC sees climate, ethical risks essential to fiduciary duty
The American Investment Council's new chair says growing membership, notably among private credit firms, is a priority as the group aims to educate others about the private equity industry and its impact on business.
Global Infrastructure Partners' fees may have been opaque even to the firm, SEC settlement suggests
The SEC is working on 'consistent, comparable and decision-useful' ESG disclosures for public companies, SEC chair Gary Gensler says, and he's under pressure to expand any new ESG rules to private funds.
As governments and industry work toward a universal system, savvy advisers should focus on what matters.
An ESG metrics primer: Environmental, social, and governance (ESG) criteria are a group of standards used by socially conscious investors to screen investments.
Gary Gensler’s Securities and Exchange Commission is openly skeptical about private funds, but there are good reasons not to get discouraged.
TMF Group’s Flavia Micilotta warns that GPs need to become more sophisticated in their ESG considerations in order to meet emerging regulatory requirements.
The intimidation against Neff, a former compliance officer, peaked two years ago, just days before she was due to hold a news conference in New York to talk about her allegations of fraud.
Commissioner at powerful US regulator says it is 'particularly important' for public firms to assess whether internal accounting controls are 'sufficient' when it comes to climate risk.
'Hundreds of billions of dollars in fees and expenses are standing between investors and businesses.'
Registered advisers struggle with registration, fees, valuations, conflicts of interest and MNPI, Commission data shows