Compliance & Regulation

‘The private equity industry has been subject to a public discourse that makes the industry a convenient target, but not a valid one,’ Simpson Thacher partner Abram Ellis says.
More than one-third of private market professionals wait until the last minute to comply with new regulations, CSC study finds.
The ‘paramount duty is going to be to maximize value,’ Debevoise & Plimpton’s Erica Weisgerber says.
Laundered dollars hanging on a rope with clothespins
Exempt private equity, venture capital managers face biggest lift
For now, it’s 'business as usual' for PE firms, after a court ruled the FTC exceeded its authority in proposing a blanket ban on non-competes. But regulatory scrutiny is likely far from over.
This hour-long webinar features tips to prepare the new SEC-mandated form
The standard-setting body has approved guidelines that give it and state regulators the ability to override automatic risk-based capital calculations for insurance company investors in debt markets
With SEC rules scuttled, trade group seeks 'something that the industry can work together on collaboratively,' Neal Prunier says.
With the SEC’s proposed rules thrown out, private markets professionals have the opportunity to change the game instead, writes Bern Buys.
The spate of judgments against the SEC and other federal agencies could mean more regulation by enforcement over more clarity in rulemaking. And it may entrench the SEC’s recent penchant for litigation.
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