Compliance & Regulation

The industry is staring down a portentous, menacing road of new regulations.
The firm has taken on a partner from Kirkland & Ellis to expand its regulatory capabilities.
'A lot of smaller and mid-market funds have no idea what’s about to happen – and even when it happens, they still may not have any idea,' expert worries.
The commission proposed rules for the first time that would outright ban certain practices – a move away from the commission’s traditional focus on making sure GPs are providing LPs with appropriate disclosure.
The entire industry is caught up in 'sea change' proposal.
Lawyers recommend updating insider trading policies to explicitly restrict trading by insiders in third party companies that could be considered 'economically linked'
Paul McGowan joins the regulatory consultancy launched by former SEC colleague Igor Rozenblit.
Second-ever risk alert rings alarms over accurate disclosures, advertising, books-and-records, due diligence and hedge clauses
The SEC has proposed the first new disclosure rules for private equity, venture capital and hedge funds since the Dodd-Frank era.
The Biden administration wants pension fiduciaries to curb their enthusiasm for private funds, but the Department of Labor hasn't banned it altogether.
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