Tom Auchterlonie
Apex eyes growth in ESG, private debt following close of Sanne deal.
CEO points to firms’ complementary businesses as a benefit from the acquisition, which brings serviced assets to almost $3trn.
Former Bain Capital general counsel joins Ropes & Gray
The recent hire joins from MUFG Investor Services, where she also worked in the fund finance space.
Advertising/marketing ranked as the 'hottest' topic for a second straight year in an annual survey conducted by ACA Group, Yuter Compliance Consulting and the Investment Adviser Association.
Funds administrator looks to enhance European presence with its top staffer.
Strengthening retention with transparency tools.
PE firm’s co-founder cites complexity in the compliance space as a reason for investing in consultancy Optima.
Advisers should brace for tougher SEC scrutiny of expert networks for MNPI
SEC alumni at ACA webinar say detailed notes of calls and 'chaperoning' are the best protective steps against potential enforcements.