Thomas Duffell
A Florida-based fund manager allegedly defrauded investors over a five-year period using a Ponzi scheme.
Partners in LLPs who disclose illegal activities at their firm can be shielded from retaliation like other employees, the UK Supreme Court said.
Best practice guidelines introduced by Sir David Walker (pic) in 2007 will undergo amendments following an April consultation.
.jpg "GPs offered ESG badge of honor")
A group dedicated to responsible investment is providing fund advisors a way to showcase their dedication to ESG issues.
The SEC commissioner wants third-party contractors to conduct exams on registered advisors’ dime.
In light of recent SEC comments on bogus fees, investors are launching their own probes into how GPs allocate expenses.
.jpg "UK adds suite of AIFMD forms")
The FCA will publish a number of new notification forms and a marketing form relating to the AIFMD.
How much skin should GPs have in the game? For today's LPs, it's more about the relative significance than the absolute percentage.
GPs in Hong Kong will report FATCA-required information directly to the IRS.
The real assets firm has partnered with ECPI to offer co-managed sustainable investment opportunities to its investors.