Nicholas Donato
The group’s special private equity regulatory taskforce assembled in Washington, DC to discuss burning regulatory issues like broker-dealer registration with policymakers.
.jpg "CCOs warming up to Facebook, LinkedIn")
Compliance professionals are feeling easier about social media channels being used for business communications, new research shows.
.png?id=12885359535 "GPs flying under the radar of AIFMD")
Non-EU fund managers are avoiding the extra regulatory burdens imposed by AIFMD by taking a minimalist approach to their EU marketing efforts.
Alexandre Carrot will oversee the European growth investor’s finances.
A top candidate has emerged to replace Kathy Jeramaz-Larson, who is leaving the LP trade association at the end of June, pfm has learned.
CCOs are rethinking how confidentiality agreements are drafted in order to satisfy SEC whistleblower rules, delegates heard at the 2015 PEI Private Fund Compliance Forum in New York.
Compliance officers are attending deal team meetings and requesting more interviews with senior management to better understand firm-wide compliance risks.
Founding partners with past private equity experience tend to build firms with the most ‘value-add’ focus, new research shows.
.jpg?id=12885360916 "SEC’s White: PE exams bring ‘value-add’")
During a Senate hearing, the SEC chair made the case for more funding, citing successful private equity exams as a reason for more resources.
.jpg "Outsourcing picks up steam in PE")
Private equity is becoming a more lucrative market for fund administrators, but investors are still not comfortable with certain mid-office functions being outsourced.