Nicholas Donato
SEC inspectors, as well as the agency’s economic and risk analysis division, will make use of information submitted in Form PF filings.
PE Manager tracks private equity lawyer moves: Jones Day enhances the reputation of its London private equity practice; Morrison & Foerster loses its chief private funds lawyer; and more.
The SEC has named the alleged individual behind Oppenheimer’s fuzzy math around fund valuations.
A robust valuation policy can be a signal to regulators that your firm is serious about recordkeeping, documentation and adherence to internal controls. Tom Angell of Rothstein Kass gives the auditor’s perspective on how GPs can impress SEC inspectors
Private equity firms are being asked to consider employees’ ability to work from home, how far a back-up site is from headquarters, and other matters as part of a joint review by US regulators in the aftermath of Hurricane Sandy.
A US court of appeals accepted testimony from industry trade body the Private Equity Growth Capital Council that argues the Sun Capital pension liability case could suppress private equity investment.
PE Manager tracks private equity lawyer moves: Morrison Foerster adds a veteran leveraged finance lawyer to its New York office; ex-SEC enforcement chief joins Kirkland & Ellis; and more.
A fraction of the GP community is struggling to deliver quarterly performance figures to their investors on time, a problem being pinned by some on a tough audit season.
A campaign contribution made by any influential partner or employee at the firm will trigger a two year ban on soliciting commitments from New Jersey public pension plans, recent state proposals clarify.
GPs can avoid the cost of storing private stock certificates and partnership agreements with a custodian, the SEC said in heavily sought guidance.