Nicholas Donato
Ex-CI Capital CFO Jerry Truzzolino joined the New York-based firm earlier this month.
Private fund managers shouldn’t fear being targeted for exams simply by asking regulators for more guidance, the SEC’s Marc Wyatt said during an industry conference last week.
David Grim was named acting director of the commission’s Division of Investment Management.
.jpg?id=12885373966 "PRI seeking industry reps for DDQ guide")
The UN's responsible investment unit is asking its private equity signatories for help writing an ESG-focused due diligence questionnaire for investors.
In a new risk alert, the commission gave registered advisers mixed scores on their cybersecurity readiness.
In our latest roundup of tips and strategies to clear you through the SEC inspection process, we note that SEC inspectors really do have the patience to thoroughly review ‘data dumps’.
Professional services firm Alvarez & Marsal is launching a transaction advisory practice in China.
Manish Mittal will oversee the Central and Eastern Europe-focused firm’s internal operations.
Heavy snowfall in the US Northeast may prompt many private fund professionals to work from home on Tuesday as well as test firms’ business continuity planning.
The former chairman of the House Financial Services Committee said the $150m threshold for GPs to become SEC registered advisers was worth reexamining and expressed doubts that asset managers will be labelled ‘systematically important’.