Katherine Bucaccio

Gray Financial Group has been accused of defrauding investors and will go before the SEC’s in-house court despite its pending lawsuit claiming the regulator’s proceedings are unconstitutional.

The SEC is changing its requirements for ‘umbrella registration’ and asking for more information on performance and separately managed accounts.

Tax reform on carried interest is a ‘2017 conversation,’ according to the House Ways and Means Committee chairman.

The Northern Texas District Court has denied former TPG spokesman Adam Levine’s attempts to throw out the buyout giant’s lawsuit against him.

The regulator’s filing policies are being criticized after a nonexistent private equity firm published a fake offer to buy cosmetics company Avon on the EDGAR platform, causing share prices to soar.

As part of the EU’s Capital Markets Union initiative, the EVCA is recommending changes to Solvency II and AIFMD to support greater cross-border investment.

The SEC has taken to the federal court with its complaint against Iftikar Ahmed, alleging his self-dealing netted him $27.5 million in illegal profits at the expense of investors.

The commission’s newly appointed chief examiner highlighted his private fund exam priorities during a speech at the PEI Private Fund Compliance Forum.

US GPs who own 10 percent or more of a foreign entity must submit their filings for the benchmark survey by next month, regardless of whether or not they were notified by the BEA.

The regulator is ‘in discussions’ with the buyout giant and has requested more information regarding its monitoring fee practices.