Katherine Bucaccio

Jennifer Duggins will join the commission later this month to co-head OCIE’s Private Funds Unit alongside Igor Rozenblit.

A letter signed by 13 state treasurers and elected city officials urges that the regulator require GPs to improve fee and expense disclosures. See a copy of the letter below.

Institutions could face up to $10 million for each SEC violation under a bipartisan effort to crack down on serious fraud cases and repeat offenders.

Industry veteran John Lane will serve as the global chief financial officer of alternatives at the investment management firm.

Offshore private equity funds and their Hong Kong-based holding companies are now exempt from Hong Kong profits tax. 

The regulator’s chair weighed in on a debate between Commissioners Gallagher and Aguilar over CCO enforcement cases, making it clear that the SEC is not specifically targeting CCOs.

The democratic presidential hopeful referenced a plan to reform capital gains taxes and end tax inversions during a speech on economic policy.

Peter Nyegaard, former COO at Nordic bank Nordea, will join the Danish private equity firm in mid-August.

The SEC extended the compliance date for the Solicitor and Placement Agent Restriction of the Dodd-Frank pay-to-play rule.

The fund administrator hired Jan Hendrik Siemssen to lead its eleventh outpost.